Despite disruption at the busy brokerage firm, he insisted on holding twice-yearly evacuation drills by the stairwell for the firm's 22 floors in the south tower.
The futures brokerage firms, which assume the main futures transaction risks, are in the important chain of risk control system.
The brokerage firm that employed him changed hands more than once, but he continued to work out of the same office in Worcester.
Investors have been crying foul, and so they should. Customer accounts are supposed to be kept strictly segregated from a brokerage firm's money.
But search those shopping bags for important account statements and stock certificates, which should be held at brokerage firms.
When the migrant workers file a formal complaint, the brokers conveniently show the CLA a promissory note that the migrant workers were forced to sign indicating that they have incurred a loan with the brokerage firm.
Such 'knowledge process outsourcing' would later gain traction in the corporate world with investment banks, brokerage firms and hedge funds.
If all approvals are obtained, the joint venture may become the first futures brokerage in Shanghai and the second in China that is jointly owned by a Chinese firm and foreign-owned brokerage firm.
I own a brokerage firm, but I didn't receive any bailout money.
